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John Francis Mclaughlin

Northwestern Mutual Investment Services, LLC

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About John Francis Mclaughlin

John McLaughlin is an investment professional with over 25 years of experience in the financial services industry. John is currently registered with Northwestern Mutual Investment Services, LLC, and has previously worked with ROBERT W. BAIRD & CO. INCORPORATED and PRUCO SECURITIES CORPORATION. John is a licensed investment advisor representative in Massachusetts and holds the Series 6, 7, 63 and 65 licenses. John is also a member of the Boys and Girls Club of the Berkshires, Pittsfield Rotary Club, and Pittsfield Hoop Club.

Firm Information

John Mclaughlin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

55 North St Ste 304

PITTSFIELD, MA 01201

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Mclaughlin’s Registration & Firm History

MA

06/05/2007 - Present

Northwestern Mutual Investment Services, LLC (PITTSFIELD MA)

WI

04/10/1998 - 08/28/1998

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

09/01/1995 - 01/27/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 11/28/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/9/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/4/2007

Series 7 - General Securities Representative Examination

BC

Issued 8/31/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis Mclaughlin.
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