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John Francis McLaughlin

Northwestern Mutual Investment Services, LLC

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About John Francis McLaughlin

John McLaughlin is a financial professional with over 27 years of experience in the financial services industry. John is a registered representative and investment advisor representative. John holds the Series 6, 7, 63 and 65 licenses as well as the SIE. Currently, John is employed by Northwestern Mutual Investment Services, LLC and has worked for the company in various roles since 1997. Previously, John was employed by Robert W. Baird & Co. Incorporated and Pruco Securities Corporation. John's current registration in Massachusetts allows him to provide investment advice and securities products to clients in various states. John McLaughlin is affiliated with the Boy's and Girl's Club of the Berkshires, the Pittsfield Rotary Club and the Pittsfield Hoop Club.

Firm Information

John McLaughlin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John McLaughlin’s Registration & Firm History

MA

06/05/2007 - Present

Northwestern Mutual Investment Services, LLC (PITTSFIELD MA)

WI

04/10/1998 - 08/28/1998

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

09/01/1995 - 01/27/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 11/28/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis McLaughlin.
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