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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McGoldrick is a financial advisor at Stephens, a firm with a focus on providing wealth management services to a diverse range of clients, including individuals, families, corporations, and institutions. John's expertise spans a variety of financial services, including investment management, financial planning, and retirement planning. John has over 20 years of experience in the financial services industry and has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/02/2019 - Present
Stephens (NEW YORK NY)
NY
06/23/2016 - 11/13/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/20/2009 - 06/22/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
03/02/2009 - 10/14/2009
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NY
04/01/2004 - 03/10/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/01/2003 - 03/30/2004
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NJ
01/13/2003 - 02/03/2003
WIEN SECURITIES CORP. (JERSEY CITY NJ)
NY
08/12/1997 - 10/16/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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