Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Mauldin is a financial advisor registered with Hightower Advisors, LLC. John has been a financial advisor since 1989. John has worked for several other firms throughout their career including: AMERA SECURITIES LLC, MAULDIN SECURITIES, LLC, THE (WILSON) WILLIAMS FINANCIAL GROUP, CORKERY INVESTMENTS, INC. and PROFUTURES FINANCIAL GROUP, INC.. John currently holds the following securities licenses: Series 7, Series 22, Series 24, Series 63, Series 65, Series 87, Series 99TO and SIE. John is currently pending registration as an Investment Adviser Representative in California. John is also registered as an Investment Adviser Representative in Puerto Rico. John specializes in providing financial advice to individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans and banking or thrift institutions. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
01/01/2025 - Present
Hightower Advisors, LLC (New York NY)
PR
03/16/2021 - 10/06/2022
AMERA SECURITIES LLC (DORADO PR)
PR
02/09/2004 - 10/04/2022
MAULDIN SECURITIES, LLC (Dorado PR)
TX
10/09/2002 - 02/24/2004
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
TX
09/27/2000 - 03/26/2001
CORKERY INVESTMENTS, INC. (FORT WORTH TX)
TX
08/07/1989 - 10/13/1998
PROFUTURES FINANCIAL GROUP, INC. (AUSTIN TX)
IA
Issued 08/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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