Unclaimed
John Francis Maple is a financial advisor with over 10 years of experience in the industry. John holds the Series 7, Series 99, and Securities Industry Essentials (SIE) licenses. John is currently registered with National Financial Services LLC. Previously John was registered with Fidelity Brokerage Services LLC from August 2012 to September 2018. John is based out of Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/06/2012 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
08/06/2012 - 09/07/2018
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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