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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Mamone is a financial advisor with over 40 years of experience in the financial services industry. John Francis Mamone is currently registered with Morgan Stanley and has previously worked with CITIGROUP GLOBAL MARKETS INC. and several other firms. John Francis Mamone holds a Series 7, Series 63, Series 66 and SIE licenses and provides a range of financial services, including asset allocation, financial planning, portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Paramus NJ)
NJ
07/23/1985 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NA
10/18/1984 - 08/01/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/16/1984 - 10/18/1984
BECKER PARIBAS INCORPORATED
NA
06/26/1984 - 07/23/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
02/22/1978 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
04/20/1977 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
05/18/1972 - 03/04/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 06/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1978
PC - AMEX Put and Call Exam
BC
Issued 05/17/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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