linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Francis Malpiede

Loop Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Francis Malpiede

John Francis Malpiede is a financial professional with over 28 years of experience in the industry. John currently works as a registered representative with Loop Capital Markets LLC based in Atlanta, Georgia. Previously, John worked for firms like CITIGROUP GLOBAL MARKETS INC. in Boston, Massachusetts, A. H. WILLIAMS & CO., INC. in Philadelphia, Pennsylvania, and CS FIRST BOSTON CORPORATION in New York, New York. John holds multiple licenses, including Series 7, Series 52TO, Series 53, Series 63, and Series 79TO. John also holds a Uniform Securities Agent State Law Examination certification.

Firm Information

John Malpiede is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

other

Negotiated fees for research services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Malpiede’s Registration & Firm History

GA

02/28/2024 - Present

Loop Capital Markets LLC (ATLANTA GA)

MA

09/25/1996 - 03/01/2024

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

PA

04/21/1995 - 08/05/1996

A. H. WILLIAMS & CO., INC. (PHILADELPHIA PA)

NY

05/26/1994 - 03/28/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

Not sure if John Francis Malpiede is right for you?

Licenses & Designations

BC

Issued 10/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis Malpiede.
Not sure if John Francis Malpiede is right for you?