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John Francis Maguire

Anos Capital, LLC

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About John Francis Maguire

John Maguire is a financial professional with over 30 years of experience in the securities industry. John is currently registered with Anos Capital, LLC. Prior to joining Anos Capital, LLC, John was employed by Cowen and Company, Cowen Securities LLC, Bear, Stearns & Co. Inc., Morgan Stanley & Co., Incorporated, First Manhattan Co, Altman, Brenner & Wasserman, Inc., and Fahnestock & Co. Inc. John has passed the Series 4, 7, 9, 10, 55, 63 and SIE exams. John is registered in Massachusetts and Oregon.

Firm Information

John Maguire is currently registered with Anos Capital, LLC. Anos Capital, LLC is a Limited Liability Company formed in 2016. The firm provides portfolio transition management services. Anos Capital, LLC is registered with the SEC and in all 50 states, as well as the District of Columbia and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio transition management services

Portfolio transition management services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees based on transition accounts-item 10 in brochure

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John Maguire’s Registration & Firm History

NY

09/26/2019 - Present

Anos Capital, LLC (NEW YORK NY)

MA

03/08/2013 - 05/11/2016

COWEN AND COMPANY (BOSTON MA)

MA

09/02/2008 - 03/25/2013

COWEN SECURITIES LLC (BOSTON MA)

MA

08/08/2002 - 06/17/2008

BEAR, STEARNS & CO. INC. (BOSTON MA)

NY

05/11/1993 - 08/09/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

10/26/1990 - 04/30/1993

FIRST MANHATTAN CO (NEW YORK NY)

NA

05/07/1986 - 08/01/1991

ALTMAN, BRENNER & WASSERMAN, INC.

NA

10/19/1983 - 04/22/1986

FAHNESTOCK & CO. INC.

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Licenses & Designations

BC

Issued 08/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/06/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/28/1986

Series 4 - Registered Options Principal Examination

BC

Issued 05/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Francis Maguire.
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