Unclaimed
John Maguire is a financial professional with over 30 years of experience in the securities industry. John is currently registered with Anos Capital, LLC. Prior to joining Anos Capital, LLC, John was employed by Cowen and Company, Cowen Securities LLC, Bear, Stearns & Co. Inc., Morgan Stanley & Co., Incorporated, First Manhattan Co, Altman, Brenner & Wasserman, Inc., and Fahnestock & Co. Inc. John has passed the Series 4, 7, 9, 10, 55, 63 and SIE exams. John is registered in Massachusetts and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Portfolio transition management services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees based on transition accounts-item 10 in brochure
1
2
NY
09/26/2019 - Present
Anos Capital, LLC (NEW YORK NY)
MA
03/08/2013 - 05/11/2016
COWEN AND COMPANY (BOSTON MA)
MA
09/02/2008 - 03/25/2013
COWEN SECURITIES LLC (BOSTON MA)
MA
08/08/2002 - 06/17/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
NY
05/11/1993 - 08/09/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/26/1990 - 04/30/1993
FIRST MANHATTAN CO (NEW YORK NY)
NA
05/07/1986 - 08/01/1991
ALTMAN, BRENNER & WASSERMAN, INC.
NA
10/19/1983 - 04/22/1986
FAHNESTOCK & CO. INC.
BC
Issued 08/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/1986
Series 4 - Registered Options Principal Examination
BC
Issued 05/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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