Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Leo is a financial advisor with Principal Securities, Inc. John has been in the industry since October 1, 2008 and has extensive experience in the financial services field. John specializes in helping clients with their financial planning and investment needs. John is a dedicated and experienced professional who is committed to providing clients with the highest quality of service. John's previous experience includes roles with Ameriprise Financial Services, Inc., IDS Life Insurance Company, Scudder Investor Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and MML Investors Services, Inc. John is registered in Arizona, Connecticut, and Iowa and is a Series 6, 7, 63, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
02/07/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
MN
11/24/2000 - 04/05/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/24/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/20/1998 - 09/19/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
07/26/1996 - 02/18/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/26/1996 - 02/18/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
07/22/1993 - 06/19/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 03/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Leo is the right advisor for you? Invested Better is here to help.
