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John Francis Klocek

Loomis Sayles Distributors, LP

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About John Francis Klocek

John Francis Klocek is a financial advisor with Loomis Sayles Distributors, LP in BOSTON, MA. John has been in the industry since February 12, 2014. John is licensed in Massachusetts and holds the Series 63, Series 24, and SIE licenses. John was previously registered with WELLINGTON FUNDS DISTRIBUTORS INC..

Firm Information

John Klocek is currently registered with Loomis Sayles Distributors, LP. Loomis Sayles Distributors, LP is a Partnership formed in July 1996. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Klocek’s Registration & Firm History

MA

06/01/2023 - Present

Loomis Sayles Distributors, LP (BOSTON MA)

MA

02/12/2014 - 05/30/2023

WELLINGTON FUNDS DISTRIBUTORS INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 04/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis Klocek.
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