Unclaimed
John Francis Keenan is a financial advisor with Equity Services, Inc. John has been in the financial services industry since June 6, 1994, and is registered with the state of Florida and Vermont. John holds Series 6, Series 26 and Series 63 licenses. John is a Chartered Financial Consultant and specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses. Equity Services, Inc. has been in business for over 45 years and has over 400 licensed agents and investment advisor representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/12/2022 - Present
Equity Services, Inc. (SARASOTA FL)
CT
03/12/2020 - 12/14/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NJ
08/10/2017 - 03/17/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MN
12/09/2009 - 07/31/2017
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
CT
12/19/2006 - 08/18/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
OH
10/04/2000 - 10/26/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
09/14/1998 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
NJ
04/11/1997 - 08/25/1998
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NJ
04/09/1992 - 01/17/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/09/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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