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John Francis Keenan

Equity Services, Inc.

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About John Francis Keenan

John Francis Keenan is a financial advisor with Equity Services, Inc. John has been in the financial services industry since June 6, 1994, and is registered with the state of Florida and Vermont. John holds Series 6, Series 26 and Series 63 licenses. John is a Chartered Financial Consultant and specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses. Equity Services, Inc. has been in business for over 45 years and has over 400 licensed agents and investment advisor representatives.

Firm Information

John Keenan is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Keenan’s Registration & Firm History

FL

05/12/2022 - Present

Equity Services, Inc. (SARASOTA FL)

CT

03/12/2020 - 12/14/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

08/10/2017 - 03/17/2020

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MN

12/09/2009 - 07/31/2017

PRUCO SECURITIES, LLC. (PLYMOUTH MN)

CT

12/19/2006 - 08/18/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

OH

10/04/2000 - 10/26/2006

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

09/14/1998 - 12/31/2000

NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)

NJ

04/11/1997 - 08/25/1998

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

NJ

04/09/1992 - 01/17/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/09/1992 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/30/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Francis Keenan.
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