Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Katalik, IV is a financial professional with over 5 years of experience in the financial services industry. He is currently registered with Wells Fargo Clearing Services, LLC as a Registered Representative and Investment Advisor Representative. John has a strong background in financial planning, portfolio management and investment consulting. He has served clients in various capacities at MML Investors Services, LLC, PRUCO Securities, LLC, and Massachusetts Mutual Life Insurance Company. His expertise covers individual and business clients, as well as retirement planning, investment company products and variable contracts. He is also a licensed real estate professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/18/2020 - Present
Wells Fargo Clearing Services, LLC (GARDENDALE AL)
AL
03/14/2019 - 07/31/2019
PRUCO SECURITIES, LLC. (BIRMINGHAM AL)
AL
04/11/2018 - 02/12/2019
MML INVESTORS SERVICES, LLC (BIRMINGHAM AL)
IA
Issued 02/18/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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