Unclaimed
John Francis Hughes is a financial advisor at LPL Financial LLC, located in St. Petersburg, Florida. John has been in the financial services industry since 1985. John has a wide range of experience and expertise in the financial services industry, including experience with LPL Financial LLC, PRINCIPAL SECURITIES, INC., METLIFE SECURITIES INC., PRUCO SECURITIES, LLC., SYNOVUS SECURITIES, INC., PRIMEVEST FINANCIAL SERVICES, INC., M&I FINANCIAL ADVISORS, INC, FIFTH THIRD SECURITIES, INC., INVEST FINANCIAL CORPORATION, FUTURESHARE FINANCIAL LLC, FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., SOUTHTRUST INVESTMENT SERVICES, INC., SOUTHTRUST SECURITIES, INC., and OLDE & CO., INCORPORATED. John has a strong commitment to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/27/2017 - Present
LPL Financial LLC (ST. PETERSBURG FL)
FL
12/02/2015 - 07/05/2017
PRINCIPAL SECURITIES, INC. (St Petersburg FL)
FL
05/27/2014 - 11/24/2015
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
FL
03/13/2013 - 06/03/2014
PRUCO SECURITIES, LLC. (ST. PETERSBURG FL)
FL
08/15/2011 - 03/05/2013
SYNOVUS SECURITIES, INC. (CLEARWATER FL)
FL
08/27/2009 - 08/11/2011
PRIMEVEST FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
05/18/2007 - 04/22/2009
M&I FINANCIAL ADVISORS, INC (BRADENTON FL)
FL
02/25/2005 - 05/17/2007
FIFTH THIRD SECURITIES, INC. (CLEARWATER FL)
WI
11/26/2002 - 02/28/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
01/31/2002 - 11/29/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
MO
10/01/2000 - 01/17/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/07/1995 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
02/08/1995 - 03/02/1995
FIRST UNION BROKERAGE SERVICES, INC.
NA
09/30/1994 - 02/24/1995
SOUTHTRUST INVESTMENT SERVICES, INC.
AL
04/11/1994 - 09/30/1994
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NC
02/08/1990 - 04/08/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
08/14/1986 - 04/05/1990
FLORIDA NATIONAL INVESTMENT SERVICES, INC.
NA
06/20/1984 - 02/13/1986
OLDE & CO., INCORPORATED
IA
Issued 05/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/1991
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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