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John Francis Higgins

Nylife Securities LLC

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About John Francis Higgins

John Francis Higgins is a Registered Representative with Nylife Securities LLC. John has been in the securities industry since October 1985 and is registered with the state of California. John is also Series 6, 22 and SIE licensed. John currently operates out of the Oxnard, CA office of Nylife Securities LLC.

Firm Information

John Higgins is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Higgins’s Registration & Firm History

CA

10/23/1985 - Present

Nylife Securities LLC (OXNARD CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/22/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Francis Higgins. Review regulatory record here.
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