Verified
John Francis Fricke has over 30 years of experience in the financial services industry. John is currently registered with LPL Financial LLC and Northeast Planning Associates, Inc. John has a diverse background, including experience with Mutual Service Corporation and Veravest Investments, Inc. John holds the Series 63, Series 7, and Series 24 securities licenses and is a Chartered Financial Consultant. John provides investment advice to individuals, corporations, and other businesses, and specializes in financial planning, pension consulting, and educational seminars. John also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
07/25/2007 - Present
LPL Financial LLC (NORTHFIELD VT)
VT
11/19/2003 - 12/31/2007
MUTUAL SERVICE CORPORATION (NORTHFIELD VT)
MA
10/25/1989 - 11/13/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 01/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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