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John Francis Ford

Wall Street Access

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About John Francis Ford

John Francis Ford is an active advisor currently registered with Wall Street Access in New York. John Ford has been in the industry since May 3rd, 2011. John Ford has been registered with Wall Street Access since September 4th, 2018. Prior to that, John Ford was registered with CG Capital Markets, LLC, Capital Guardian, LLC, SecureVest Financial Group, and C & CO/PRINCERIDGE LLC. John Ford has passed Series 63, Series 53, Series 52TO, SIE, and Series 7 exams. John Ford is currently licensed to conduct business in Florida and New York.

Firm Information

John Ford is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Ford’s Registration & Firm History

NY

09/04/2018 - Present

Wall Street Access (NEW YORK NY)

NY

07/31/2015 - 09/18/2018

CG CAPITAL MARKETS, LLC (New York NY)

NY

12/20/2013 - 07/30/2015

CAPITAL GUARDIAN, LLC (New York NY)

NJ

11/14/2013 - 01/02/2014

SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)

NY

04/07/2011 - 10/18/2013

C & CO/PRINCERIDGE LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Francis Ford.
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