Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Fogarty is an experienced financial professional with a strong background in securities and investments. John has a deep understanding of the financial markets and a proven track record of success in helping clients achieve their financial goals. John is currently registered with Principal Securities, Inc. and has been actively involved in the industry since 2004. Prior to joining Principal Securities, John held positions at several other reputable financial institutions. John holds a variety of licenses and certifications, including Series 7, Series 63, Series 66, and SIE. John is committed to providing personalized and comprehensive financial advice to his clients, with a focus on building long-term relationships based on trust and transparency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
GA
08/08/2017 - Present
Principal Securities, Inc. (ATLANTA GA)
GA
06/27/2014 - 02/22/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/14/2013 - 03/25/2014
J.P. MORGAN SECURITIES LLC (FLOWERY BRANCH GA)
NH
07/28/2011 - 11/17/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (CONCORD NH)
GA
11/15/2007 - 05/26/2010
WELLS FARGO ADVISORS, LLC (LAWRENCEVILLE GA)
GA
05/23/2006 - 06/22/2007
TD AMERITRADE, INC. (ROSWELL GA)
RI
06/23/2004 - 03/31/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 08/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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