linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Francis Femiano

Alexander Capital, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Francis Femiano

John Femiano is a financial professional with over 30 years of experience in the industry. John is currently registered with Alexander Capital, LP, and has been in this role since April 2023. Previously, John was employed by a number of firms, including A.G.P. / Alliance Global Partners and AEGIS Capital Corp. John holds a variety of licenses and certifications, including Series 7, Series 63, Series 24, Series 99TO, and SIE. John is registered in 11 states including Arizona, California, Colorado, Connecticut, Florida, Nevada, New Jersey, New York, North Carolina, Oregon, and Pennsylvania.

Firm Information

John Femiano is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Femiano’s Registration & Firm History

NJ

04/06/2023 - Present

Alexander Capital, LP (RED BANK NJ)

NJ

05/18/2021 - 04/25/2023

A.G.P. / ALLIANCE GLOBAL PARTNERS (Holmdel NJ)

NJ

11/20/2012 - 05/26/2021

AEGIS CAPITAL CORP. (HOLMDEL NJ)

NJ

10/04/2011 - 12/07/2012

OBSIDIAN FINANCIAL GROUP, LLC (RED BANK NJ)

NJ

06/04/1998 - 10/07/2011

J.P. TURNER & COMPANY, L.L.C. (TINTON FALLS NJ)

NY

12/13/1995 - 05/20/1998

FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)

NY

03/02/1995 - 11/20/1995

WHALE SECURITIES CO., L.P. (NEW YORK NY)

NY

01/11/1993 - 03/16/1995

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NY

12/16/1991 - 01/22/1993

M.S. FARRELL & COMPANY, INC. (SYOSSET NY)

NA

12/02/1991 - 12/23/1991

J. GREGORY & COMPANY, INC.

NJ

06/17/1991 - 10/09/1991

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NA

06/17/1991 - 06/19/1991

H. STARR FINANCIAL CORP.

Not sure if John Francis Femiano is right for you?

Licenses & Designations

IA

Issued 11/13/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for John Francis Femiano. Review regulatory record here.
Not sure if John Francis Femiano is right for you?