Unclaimed
John Francis Fay is a registered representative with Houlihan Lokey Capital, Inc. John has been in the industry since 2016 and holds the SIE, Series 79, and Series 63 licenses. John's previous employment includes Citizens Capital Markets and Bowstring Advisors, LLC. John is registered in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
04/09/2021 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
GA
03/04/2019 - 03/11/2021
CITIZENS CAPITAL MARKETS (Atlanta GA)
GA
07/08/2016 - 03/19/2019
BOWSTRING ADVISORS, LLC (ATLANTA GA)
BC
Issued 07/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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