Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Farrell is a financial professional with over 30 years of experience in the securities industry. John currently works as a Registered Representative with Oppenheimer & Co. Inc. Prior to joining Oppenheimer & Co. Inc., John worked at Tradition Securities and Derivatives LLC, Tullett Prebon Financial Services LLC, Murphy & Durieu, Wunderlich Securities, Inc., Chapdelaine Corporate Securities & CO and Maxcor Financial Inc. John has a strong background in providing financial planning and portfolio management services to individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/20/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/21/2018 - 09/13/2021
TRADITION SECURITIES AND DERIVATIVES LLC (New York NY)
NY
01/02/2015 - 03/29/2018
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
08/13/2007 - 01/05/2015
MURPHY & DURIEU (NEW YORK NY)
NY
07/03/2007 - 08/08/2007
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
01/03/2007 - 06/08/2007
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
08/22/2005 - 10/18/2006
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
10/08/2002 - 06/27/2005
MAXCOR FINANCIAL INC. (NEW YORK NY)
NY
03/26/2002 - 10/03/2002
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NJ
01/17/2001 - 10/15/2001
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NJ
07/25/1987 - 01/11/2001
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
BC
Issued 01/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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