Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Francis Duggan is a registered representative with Morgan Stanley in New York, NY. John has been in the financial services industry since 2000. John holds FINRA Series 7, 16, 63, 86, and 87 licenses, and has extensive experience in securities and investments. John was previously employed at Oppenheimer & Co. Inc., Cohen & Steers Securities, LLC, Morgan Stanley & Co., Incorporated, and Gruntal & Co., L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/17/2014 - Present
Morgan Stanley (New York NY)
NY
03/08/2010 - 06/02/2014
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/21/2007 - 12/08/2008
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
03/20/2000 - 02/08/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/08/1999 - 03/13/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BC
Issued 06/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2021
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/15/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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