Unclaimed
John Francis Composto has been in the financial services industry since July 10, 1993. John is currently registered with The Leaders Group, Inc. in Colorado and Minnesota. Previously, John was registered with VOYA FINANCIAL ADVISORS, INC. in Minnesota, LINCOLN FINANCIAL DISTRIBUTORS, INC. in Pennsylvania, RBC DAIN RAUSCHER INC. in New York, MML INVESTORS SERVICES, INC. in Massachusetts, TRANSAMERICA FINANCIAL RESOURCES, INC. in California, JOHN HANCOCK DISTRIBUTORS, INC. in Massachusetts and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY in Massachusetts. John has passed the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/15/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
05/15/2006 - 12/31/2018
VOYA FINANCIAL ADVISORS, INC. (EDINA MN)
PA
10/07/2002 - 02/24/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
10/26/1999 - 09/25/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
02/18/1998 - 11/04/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CA
01/16/1996 - 02/18/1998
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
MA
03/29/1993 - 03/01/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/29/1993 - 03/01/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 03/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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