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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Matthews is a financial advisor with Raymond James & Associates, Inc. with more than 30 years of experience in the financial industry. John is a registered representative and investment advisor representative. John holds Series 7, 8, 9, 10, 63, and 65 licenses and has been registered in multiple states including North Carolina, California, Colorado, Delaware, District of Columbia, Florida, Indiana, Maryland, New Mexico, South Carolina, Virginia, and Wyoming. John has extensive experience in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/13/2013 - Present
Raymond James & Associates, Inc. (RALEIGH NC)
NC
01/16/1996 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (RALEIGH NC)
NC
04/27/1989 - 01/30/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
02/24/1988 - 05/06/1989
THOMSON MCKINNON SECURITIES INC.
NA
02/26/1987 - 02/24/1988
CAROLINA SECURITIES CORPORATION
IA
Issued 09/10/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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