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John Fowler

Tradition Securities AND Derivatives LLC

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About John Fowler

John Fowler is a securities professional with over 15 years of experience in the financial services industry. John is currently registered with Tradition Securities And Derivatives LLC. John has held previous roles at Standard Credit Securities Inc., GFI Securities LLC, and Murphy & Durieu.

Firm Information

John Fowler is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Fowler’s Registration & Firm History

NY

01/02/2014 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

04/18/2008 - 02/14/2015

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

10/18/2005 - 05/15/2008

GFI SECURITIES LLC (NEW YORK NY)

NY

01/06/2004 - 10/18/2005

MURPHY & DURIEU (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/04/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for John Fowler.
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