Unclaimed
John Fowler is a securities professional with over 15 years of experience in the financial services industry. John is currently registered with Tradition Securities And Derivatives LLC. John has held previous roles at Standard Credit Securities Inc., GFI Securities LLC, and Murphy & Durieu.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/18/2008 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
10/18/2005 - 05/15/2008
GFI SECURITIES LLC (NEW YORK NY)
NY
01/06/2004 - 10/18/2005
MURPHY & DURIEU (NEW YORK NY)
BC
Issued 03/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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