Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ford is an investment advisor representative with Charles Schwab & Co., Inc. John has been in the industry for over 25 years and holds Series 63, 65, 66 and 7 securities licenses. John has previously worked with TD Ameritrade, Inc., PRUCO SECURITIES, LLC., Securities America, Inc., Fidelity Brokerage Services LLC, and CITICORP INVESTMENT SERVICES. John is registered to provide investment advisory services in Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Rhode Island, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
04/12/2022 - Present
Charles Schwab & CO., Inc. (Stamford CT)
CT
12/14/2021 - 07/29/2024
TD AMERITRADE, INC. (STAMFORD CT)
NY
06/01/2021 - 10/27/2021
PRUCO SECURITIES, LLC. (Melville NY)
NY
10/03/2019 - 02/04/2020
SECURITIES AMERICA, INC. (NEW YORK NY)
NY
08/13/2015 - 06/17/2019
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
10/17/2006 - 07/28/2015
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NY
01/17/2002 - 08/16/2006
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
06/21/2001 - 12/11/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
03/03/1999 - 06/11/2001
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
07/11/1995 - 03/05/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/28/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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