Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fontaine Keith is a financial advisor who has been in the industry since 1995. John is currently registered with NBC Securities, Inc., and is a registered representative (Series 7) and a registered investment advisor (Series 65). John has previously worked at Wells Fargo Advisors, LLC, Southtrust Securities, LLC, and Smith Barney Inc. John is licensed in Alabama, California, Florida, Georgia, Idaho, Louisiana, Mississippi, New Jersey, New York, North Carolina, and South Carolina. John has over 25 years of experience in the financial services industry and specializes in providing financial advice to individuals, families, and businesses. John's focus is on developing personalized financial plans that meet the unique needs of each client. John is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
04/20/2016 - Present
NBC Securities, Inc. (BIRMINGHAM AL)
AL
04/23/2005 - 04/09/2014
WELLS FARGO ADVISORS, LLC (BESSEMER AL)
AL
10/30/2001 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
AL
07/01/1997 - 10/24/2001
NBC SECURITIES, INC. (BIRMINGHAM AL)
NY
05/11/1995 - 07/11/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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