Unclaimed
John Fletcher Talley is an investment advisor representative associated with Raymond James & Associates, Inc. John has been in the industry since 1988 and has been registered with the firm since 2013. John's prior experience includes employment at Morgan Keegan & Company, Inc., and J.C. Bradford & Co. John is a graduate of Auburn University with a degree in Finance. John's investment philosophy focuses on providing tailored investment advice to meet each client's individual needs and goals. John holds Series 7 and Series 66 licenses, and is registered to provide investment advice in Alabama, District of Columbia, Florida, Georgia, Louisiana, Maryland, Mississippi, New York, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/13/2013 - Present
Raymond James & Associates, Inc. (BIRMINGHAM AL)
AL
02/09/2000 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
NY
11/15/1996 - 02/25/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
05/25/1988 - 11/21/1996
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 06/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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