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John Fitzpatrick

Nylife Securities LLC

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About John Fitzpatrick

John Fitzpatrick is a financial advisor currently registered with Nylife Securities LLC, where he has been employed since July 2020. John is registered to provide securities advice in Pennsylvania, Massachusetts and Iowa. He holds Series 7, 63 and 66 licenses, as well as the SIE.

Firm Information

John Fitzpatrick is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Fitzpatrick’s Registration & Firm History

PA

07/20/2020 - Present

Nylife Securities LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 09/12/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/18/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Fitzpatrick. Review regulatory record here.
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