Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fitzgibbons is a financial professional with over 8 years of experience in the financial services industry. John is currently registered with Foreside Fund Services, LLC and is licensed to offer investment advice in 18 states. John has a strong background in securities and investment products, having passed the Series 7 and Series 66 exams. John has previously held positions at Compass Distributors, LLC, Transamerica Capital, Inc., Pacer Financial, Inc., Goldman Sachs & Co. LLC, and Northern Lights Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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ME
12/02/2022 - Present
Foreside Fund Services, LLC (Portland ME)
ME
08/02/2022 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
CO
08/07/2020 - 07/13/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
PA
08/17/2017 - 08/03/2020
PACER FINANCIAL, INC. (MALVERN PA)
IL
04/19/2016 - 09/07/2017
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
NE
08/18/2014 - 04/01/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
BOTH
Issued 10/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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