Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ferro Pellicci has over 30 years of experience in the financial industry. John is a registered representative with Hilltop Securities Inc., and is licensed to provide financial advice in 53 states and the District of Columbia. John has a broad range of experience in the financial services industry including experience with municipal securities, investment banking and investment advisory. John's previous experience includes working with Piper Sandler & Co. John has a proven track record of success in providing financial advice to a wide range of clients. John is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
MN
08/16/2021 - Present
Hilltop Securities Inc. (St. Paul MN)
MN
11/21/1986 - 05/10/2021
PIPER SANDLER & CO. (MINNEAPOLIS MN)
BC
Issued 11/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/28/2022
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Pellicci is the right advisor for you? Invested Better is here to help.
