Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fernandez is a securities professional with over 25 years of experience in the financial services industry. John is currently registered with Mizuho Securities USA LLC. Prior to joining Mizuho Securities USA LLC, John was employed by Gleacher & Company Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Lehman Brothers Inc. John holds the Series 3, Series 7, and Series 63 licenses and the SIE exam. John is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/19/2011 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
04/13/2009 - 08/25/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
03/23/2004 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/21/1996 - 03/16/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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