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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Connelly is a financial advisor with LPL Financial LLC, with over 34 years of experience in the financial services industry. John has a broad range of experience, having worked with firms such as Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, and Dean Witter Reynolds Inc. John is registered in Tennessee and holds the Series 63, Series 7, Series 31, and SIE licenses. John is also a Registered Representative and Investment Advisor Representative in the state of Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
07/23/2024 - Present
LPL Financial LLC (BRENTWOOD TN)
TN
02/24/2012 - 05/31/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (BRENTWOOD TN)
TN
09/26/2003 - 02/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
MO
07/01/2003 - 10/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/01/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/22/1990 - 07/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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