Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Farren has been working in the financial services industry since December 1992. John is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since September 2019. John previously worked at WELLS FARGO CLEARING SERVICES, LLC, LEGG MASON WOOD WALKER, INCORPORATED, JANNEY MONTGOMERY SCOTT LLC, and L.O. THOMAS & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/23/2019 - Present
Wells Fargo Advisors Financial Network, LLC (ST PETE BEACH FL)
FL
09/09/2005 - 09/20/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. PETERSBURG FL)
MD
10/01/1999 - 09/16/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
01/20/1993 - 10/04/1999
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
12/23/1992 - 02/12/1993
L.O. THOMAS & CO. (LINWOOD NJ)
IA
Issued 01/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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