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John F Sievers

Brookfield Oaktree Wealth Solutions LLC

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About John F Sievers

John Sievers is a financial advisor who has been in the industry since December 13, 2002. Currently, John is registered with Brookfield Oaktree Wealth Solutions LLC. John previously worked at Brookfield Private Advisors LLC, Independent Brokerage Solutions LLC, OCM Investments, LLC, Citigroup Global Markets Inc., and Salomon Smith Barney Inc. John is licensed to offer securities and advisory services in all 50 states and the District of Columbia. John holds a Series 66, Series 24, Series 79TO, SIE, Series 31 and Series 7 licenses.

Firm Information

John Sievers is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Sievers’s Registration & Firm History

NY

12/22/2021 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

NY

03/11/2021 - 12/22/2021

BROOKFIELD PRIVATE ADVISORS LLC (New York NY)

NY

06/19/2018 - 12/22/2021

INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)

NY

04/07/2015 - 11/24/2021

OCM INVESTMENTS, LLC (NEW YORK NY)

NY

08/07/2003 - 09/12/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/13/2000 - 06/28/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/23/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/01/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 04/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John F Sievers.
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