Unclaimed
John F. Robuck is a financial professional registered with Capital One Securities, Inc. and holds a Series 7, Series 63, and Series 79 license. John has been in the financial industry for a short period of time. He is licensed in several states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/11/2022 - Present
Capital ONE Securities, Inc. (Chicago IL)
BC
Issued 12/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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