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John F Pegg

Thrivent Investment Management Inc.

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About John F Pegg

John F Pegg is a financial professional with over 4 years of experience in the financial services industry. John has worked with various firms, including VONTOBEL SECURITIES LTD., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and JPMORGAN DISTRIBUTION SERVICES, INC. Currently, John is registered with Thrivent Investment Management Inc. and holds the Series 66, Series 6TO, Series 7TO, and SIE licenses. John specializes in Financial Planning and Portfolio Management for Individuals and currently works in the Minneapolis, MN office.

Firm Information

John Pegg is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Pegg’s Registration & Firm History

MN

04/25/2024 - Present

Thrivent Investment Management Inc. (MINNEAPOLIS MN)

NY

06/30/2023 - 02/06/2024

VONTOBEL SECURITIES LTD. (NEW YORK NY)

CA

05/12/2022 - 03/02/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)

NY

12/16/2020 - 10/07/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/15/2019 - 12/11/2020

JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/20/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/30/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John F Pegg.
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