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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn F. Owens is a financial professional with over 35 years of experience in the industry. John is currently a registered representative with UBS Financial Services Inc., where he provides investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Prior to joining UBS, John was a registered representative with UBS Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has a strong track record of success in providing investment advice and wealth management services to his clients. He is committed to helping his clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/01/2008 - Present
UBS Financial Services Inc. (CENTURY CITY CA)
CA
01/16/2006 - 10/21/2008
UBS SECURITIES LLC (LOS ANGELES CA)
CA
04/09/1994 - 01/16/2006
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NY
11/03/1987 - 03/15/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/03/1987 - 03/30/1993
LEGG MASON WOOD WALKER, INCORPORATED
MD
06/23/1987 - 03/30/1993
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
BC
Issued 12/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/01/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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