Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McDermott is a financial advisor with Wells Fargo Clearing Services, LLC. John has been a registered representative in the securities industry since 1989. John has worked with Wells Fargo Clearing Services, LLC for over 13 years. Prior to Wells Fargo, John was a registered representative with Citigroup Global Markets Inc., Lehman Brothers Inc., J. T. Moran & Co., Inc., and First Fidelity Capital Corp. John is registered in multiple states and has a strong track record of success in the industry. John has earned the Series 3, 7, 8, 9, 10, 63, 65, and 66 licenses, and has the SIE designation. John specializes in providing financial planning and portfolio management services to individuals and businesses. John is also a co-trustee for his mother’s trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2018 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
NY
07/31/1993 - 06/27/2008
CITIGROUP GLOBAL MARKETS INC. (ALBANY NY)
NY
06/04/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/24/1989 - 02/21/1990
J. T. MORAN & CO., INC.
NA
02/02/1990 - 02/07/1990
FIRST FIDELITY CAPITAL CORP.
BOTH
Issued 02/10/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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