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John F McCarthy

Edward Jones

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About John F McCarthy

John McCarthy is a financial advisor at Edward Jones. John has been in the industry since 1992 and has experience with various firms including Morgan Stanley, Wells Fargo Advisors, LLC, J.P. Morgan Securities Inc., National Financial Services LLC, Fidelity Investments Institutional Services Company, Inc., Liberty Financial Investments, Inc., and Colonial Investment Services. John holds Series 3, 7, 15, 63 and 66 licenses, and the SIE exam. John specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. John is registered in Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Tennessee, Texas, and Virginia.

Firm Information

John McCarthy is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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John McCarthy’s Registration & Firm History

MA

07/28/2014 - Present

Edward Jones (BOSTON MA)

MA

03/19/2013 - 01/03/2014

MORGAN STANLEY (BOSTON MA)

MA

11/02/2010 - 07/15/2011

WELLS FARGO ADVISORS, LLC (BOSTON MA)

MA

10/01/2008 - 07/22/2010

J.P. MORGAN SECURITIES INC. (BOSTON MA)

MA

02/29/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (BOSTON MA)

MA

09/08/2006 - 01/18/2008

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

03/16/2005 - 09/08/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

08/17/1999 - 02/11/2005

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

03/01/1995 - 11/05/1997

LIBERTY FINANCIAL INVESTMENTS, INC. (BOSTON MA)

NA

03/08/1994 - 03/01/1995

COLONIAL INVESTMENT SERVICES

MD

08/09/1989 - 03/08/1994

BT SECURITIES CORPORATION (BALTIMORE MD)

NA

10/26/1984 - 09/06/1986

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BOTH

Issued 04/05/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 3 - National Commodity Futures Examination

BC

Issued 01/19/1985

Series 15 - Foreign Currency Options Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John F McCarthy.
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