Unclaimed
John F. Martin is a financial professional with over 20 years of experience in the industry. John has held senior roles at a number of leading financial institutions including Tullett Prebon Financial Services LLC, Raymond James & Associates, Inc., and Cantor Fitzgerald & Co. John is currently registered with Liquidnet, Inc., and TP Icap Global Markets Americas LLC, and has a broad range of expertise in securities trading, investments, and financial markets. John holds a number of licenses and certifications including Series 3, 4, 7, 17, 24, 55, 57TO, and 63. John has a proven track record of success in providing investment advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2024 - Present
Liquidnet, Inc. (NEW YORK NY)
CA
02/27/2018 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (WESTLAKE VILLAGE LOS ANGELES CA)
CA
02/19/2016 - 02/08/2018
RAYMOND JAMES & ASSOCIATES, INC. (EL SEGUNDO CA)
CA
01/02/2015 - 06/26/2015
SG AMERICAS SECURITIES, LLC (SANTA MONICA CA)
NY
04/01/2011 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
01/04/2010 - 03/31/2011
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
01/23/2006 - 01/11/2010
NEWEDGE USA, LLC (NEW YORK NY)
NY
10/06/2003 - 01/12/2006
CANTOR FITZGERALD & CO. (NEW YORK NY)
NA
03/18/2003 - 09/03/2003
LOUIS CAPITAL MARKETS, LLC (PARIS )
NY
06/04/2002 - 02/26/2003
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 11/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/20/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2002
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure John Martin is the right advisor for you? Invested Better is here to help.