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John F Martin

Liquidnet, Inc.

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About John F Martin

John F. Martin is a financial professional with over 20 years of experience in the industry. John has held senior roles at a number of leading financial institutions including Tullett Prebon Financial Services LLC, Raymond James & Associates, Inc., and Cantor Fitzgerald & Co. John is currently registered with Liquidnet, Inc., and TP Icap Global Markets Americas LLC, and has a broad range of expertise in securities trading, investments, and financial markets. John holds a number of licenses and certifications including Series 3, 4, 7, 17, 24, 55, 57TO, and 63. John has a proven track record of success in providing investment advice and guidance to clients.

Firm Information

John Martin is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Martin’s Registration & Firm History

NY

08/22/2024 - Present

Liquidnet, Inc. (NEW YORK NY)

CA

02/27/2018 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (WESTLAKE VILLAGE LOS ANGELES CA)

CA

02/19/2016 - 02/08/2018

RAYMOND JAMES & ASSOCIATES, INC. (EL SEGUNDO CA)

CA

01/02/2015 - 06/26/2015

SG AMERICAS SECURITIES, LLC (SANTA MONICA CA)

NY

04/01/2011 - 01/02/2015

NEWEDGE USA, LLC (NEW YORK NY)

NY

01/04/2010 - 03/31/2011

TICONDEROGA SECURITIES LLC (NEW YORK NY)

NY

01/23/2006 - 01/11/2010

NEWEDGE USA, LLC (NEW YORK NY)

NY

10/06/2003 - 01/12/2006

CANTOR FITZGERALD & CO. (NEW YORK NY)

NA

03/18/2003 - 09/03/2003

LOUIS CAPITAL MARKETS, LLC (PARIS )

NY

06/04/2002 - 02/26/2003

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/16/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2007

Series 24 - General Securities Principal Examination

BC

Issued 04/26/2005

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 11/20/2018

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/03/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/04/2002

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John F Martin.
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