Unclaimed
John Keller is a financial professional with over 15 years of experience in the industry. John is currently registered with Morgan Stanley Distribution, Inc. and is licensed to offer securities and investment advisory services in 52 states. Prior to joining Morgan Stanley, John worked at MarketAxess Corporation, State Street Global Markets, LLC, and Braver Stern Securities LLC. John is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/16/2023 - Present
Morgan Stanley Distribution, Inc. (New York NY)
NY
10/19/2017 - 06/17/2022
MARKETAXESS CORPORATION (New York NY)
MA
03/25/2013 - 03/11/2016
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
09/28/2010 - 05/18/2011
BRAVER STERN SECURITIES LLC (BOSTON MA)
MA
04/17/1998 - 05/29/2003
STANDISH FUND DISTRIBUTORS, L.P. (BOSTON MA)
MO
08/14/1994 - 02/06/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
CO
07/31/1992 - 11/27/1992
DESERT MOUNTAIN SECURITIES, INC. (DENVER CO)
NA
03/20/1992 - 08/04/1992
ARMSTRONG, MCKINLEY & COMPANY, INC.
BC
Issued 09/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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