Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hinman is a financial advisor currently registered with J.P. Morgan Securities LLC. John has been working in the financial industry since 1987 and has experience in various financial services. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds several industry certifications, including Series 7, Series 3, Series 9, Series 10, Series 24 and Series 63. John is a registered investment advisor in Texas and holds a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
09/22/2020 - Present
J.p. Morgan Securities LLC (Boston MA)
TX
10/01/2012 - 03/26/2020
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
03/22/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
MN
01/19/2005 - 01/12/2012
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
NJ
09/22/2000 - 02/03/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/05/1994 - 09/25/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/05/1988 - 06/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/22/1986 - 04/12/1988
MAY & O'CONNOR CAPITAL INC
IA
Issued 07/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 02/04/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2006
Series 3 - National Commodity Futures Examination
BC
Issued 08/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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