Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn F. Green is a registered investment advisor in California. John has been in the industry since June 25, 1996 and has passed several exams including the Series 63, Series 66, and Series 65. John is currently employed by RBC Capital Markets, LLC, a large firm with over $50 billion in assets under management. Before John's current role, John was employed by Charles Schwab & Co., Inc. and Signator Investors, Inc. John is licensed to provide financial planning, pension consulting, and educational seminars. John also manages portfolios for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/29/2024 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
02/18/2004 - 01/10/2024
CHARLES SCHWAB & CO., INC. (San Francisco CA)
TX
11/01/1999 - 11/13/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
05/08/1997 - 06/22/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
03/22/1995 - 04/02/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/22/1995 - 04/02/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 04/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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