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John F Gillespie

Canaccord Genuity LLC

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About John F Gillespie

John F Gillespie has been active in the financial services industry since 1992. John is currently registered with Canaccord Genuity LLC, located in New York, New York. Prior to joining Canaccord Genuity LLC, John was registered with Canaccord Genuity Securities LLC and Canaccord Genuity Inc. John holds a Series 63, Series 4, Series 24, Series 57TO, SIE, Series 3, Series 55, and Series 7 licenses. John is registered in California, Colorado, Connecticut, Florida, Massachusetts, Missouri, Nebraska, New Jersey, New York, and Pennsylvania.

Firm Information

John Gillespie is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Gillespie’s Registration & Firm History

NY

06/19/2012 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

11/23/2009 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

03/26/2012 - 03/29/2012

CANACCORD GENUITY INC. (NEW YORK NY)

NY

09/03/1992 - 11/23/2009

NATIXIS BLEICHROEDER LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/1993

Series 4 - Registered Options Principal Examination

BC

Issued 05/20/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2013

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John F Gillespie.
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