Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn F Gallo is a financial advisor with over 25 years of experience in the industry. John has worked for several major financial institutions, including Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Lehman Brothers Inc. and currently at BNP Paribas Securities Corp. John has a wide range of experience in the financial services industry, having held positions in investment banking, securities trading, and sales. John is registered in all 50 states and the District of Columbia. John has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2017 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
09/22/2015 - 07/19/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/26/2008 - 06/05/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 12/02/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/30/1995 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2019
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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