Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn F Fulton Jr is a financial advisor registered with Neuberger Berman BD LLC and has over 15 years of experience in the industry. John has held previous positions at AMERITAS INVESTMENT CORP., FIRST EMPIRE SECURITIES, INC., METLIFE SECURITIES INC., NATIONAL SECURITIES CORPORATION and CASIMIR CAPITAL L.P. John holds multiple licenses and has passed the Series 63, 65, 7 and 31 exams. John also holds the Series SIE exam and is active in both the Broker-Dealer and Investment Adviser spaces. John currently is registered with the states of New Jersey and New York. John's current registrations are in good standing. John is actively involved with the John F Fulton Foundation, a non-profit that donates money to cancer research and local high school scholarships. John is also an active member of DIPAOLA FINANCIAL GROUP where he assists in the sale of fixed insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (Huntington NY)
NY
09/05/2013 - 02/24/2014
AMERITAS INVESTMENT CORP. (MELVILLE NY)
NY
06/19/2012 - 01/25/2013
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
06/12/2009 - 07/09/2012
METLIFE SECURITIES INC. (GARDEN CITY NY)
NY
08/01/2008 - 04/09/2009
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
CT
09/07/2007 - 08/05/2008
CASIMIR CAPITAL L.P. (GREENWICH CT)
IA
Issued 04/04/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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