Unclaimed
John F. Dwyer is a financial advisor with J.p. Morgan Securities LLC based in NEW YORK, NY. John has been in the industry since 2006 and has a wide range of experience in the financial services industry. John specializes in portfolio management for both individuals and businesses, as well as financial planning and pension consulting. John has a strong background in trading and is a licensed securities trader. John has held previous roles at BNP Paribas Securities Corp., RBS Securities Inc., ABN AMRO Incorporated, and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/28/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/24/2014 - 05/04/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CT
09/11/2009 - 07/12/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
06/10/2008 - 09/11/2009
ABN AMRO INCORPORATED (NEW YORK NY)
NY
05/19/2006 - 06/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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