Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ezekiel Roberts is a financial advisor with over 28 years of experience in the industry. John is currently registered with Mizuho Securities USA LLC and is licensed in all 50 states and the District of Columbia. John has previously held positions at Credit Suisse Securities (USA) LLC, UBS Securities LLC, The Buckingham Research Group Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/17/2022 - 12/01/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/02/2013 - 05/16/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
03/22/2002 - 01/22/2013
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
01/16/1995 - 03/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2011
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/24/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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