Unclaimed
John Eugene Roe is a financial professional with over 30 years of experience in the financial industry. John has been registered with the Financial Industry Regulatory Authority (FINRA) since 1998 and is currently affiliated with Country Capital Management Co. in Huntley, Illinois. John holds both Series 6 and Series 63 licenses. He is also licensed to conduct business in Florida and Illinois. John’s primary focus is on providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/09/1998 - Present
Country Capital Management Co. (Huntley IL)
IL
07/27/1983 - 07/29/1993
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
IA
Issued 07/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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