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John Eugene Roe

Country Capital Management Co.

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About John Eugene Roe

John Eugene Roe is a financial professional with over 30 years of experience in the financial industry. John has been registered with the Financial Industry Regulatory Authority (FINRA) since 1998 and is currently affiliated with Country Capital Management Co. in Huntley, Illinois. John holds both Series 6 and Series 63 licenses. He is also licensed to conduct business in Florida and Illinois. John’s primary focus is on providing investment advice to individuals and families.

Firm Information

John Roe is currently registered with Country Capital Management Co.. Country Capital Management Co. is a corporation that was formed on August 4, 1965. The firm is registered with the SEC and in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

866

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Roe’s Registration & Firm History

IL

11/09/1998 - Present

Country Capital Management Co. (Huntley IL)

IL

07/27/1983 - 07/29/1993

COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)

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Licenses & Designations

IA

Issued 07/07/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Eugene Roe. Review regulatory record here.
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