Unclaimed
John Eugene Marty is an investment advisor representative with RB Capital Management, LLC. John has been working in the financial services industry since December 1996. John holds Series 6, 7, 24, 63, and 65 securities licenses, and is registered with the state of California. John is also a partner at DM Enterprises, LP, and the owner of Invest Capital Group Mortgage and an independent real estate broker. John's experience and expertise allow him to provide a wide range of financial services to individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/01/2016 - Present
RB Capital Management, LLC (Burlingame CA)
CA
04/15/2016 - 03/23/2017
FSC SECURITIES CORPORATION (BURLINGAME, CA)
CA
05/09/2012 - 04/18/2016
CETERA ADVISORS LLC (BURLINGAME CA)
CA
10/11/2004 - 05/10/2012
SLOAN SECURITIES CORP. (BIRLINGAME CA)
FL
09/13/2003 - 10/11/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MN
05/08/1997 - 09/24/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IN
12/02/1996 - 05/14/1997
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/02/1996 - 05/14/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 05/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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