Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kane is a financial advisor with over 30 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions at RBC Capital Markets, LLC, UBS Financial Services Inc., First Union Securities, Inc., First Union Capital Markets Corp., and Janney Montgomery Scott Inc. John has a strong track record of providing financial advice and investment management services to individuals, families, and businesses. He is committed to helping clients achieve their financial goals and providing them with personalized, comprehensive financial planning. John Kane holds a Series 63 and a Series 7 license, as well as a Securities Industry Essentials (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/18/2017 - Present
Wells Fargo Clearing Services, LLC (CONSHOHOCKEN PA)
PA
04/01/2005 - 12/26/2013
RBC CAPITAL MARKETS, LLC (CONSHOHOCKEN PA)
NJ
05/04/2001 - 04/28/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
10/01/1999 - 06/13/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/22/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
PA
06/25/1990 - 07/29/1996
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
05/25/1988 - 06/28/1990
W. H. NEWBOLD'S SON & CO./HOPPER SOLIDAY & CO., INC.
BC
Issued 06/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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